| 18-01377 | 10/10/2018 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Ruben Rodriguez
Respondent Lawyers(s): Ruben Rodriguez
Arbitrator(s): Edith N. Dinneen
Hearing Site: Jacksonville, FL
| | |
| 17-03288 | 06/13/2018 | Claimant(s): Eric Harris
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Eunice Jordon
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | |
| 17-02443 | 06/05/2018 | Claimant(s): Columbus- Sierra, Peter Sierra Living Trust dtd 4/15/14
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Edith N. Dinneen, Thomas Joseph Atkinson, Ronald Charles Waters
Hearing Site: Orlando, FL
|  | Dismissed by Rule 12206 |
| 16-02518 | 12/22/2017 | Claimant(s): Mark Modica, Maureen Modica
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Curtis Milakovich
Respondent Lawyers(s): Curtis Dean Milakovich
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | $164,000 |
| 16-03458 | 12/21/2017 | Claimant(s): Joyce Paley, Sheldon Paley
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Alison Gardner, Morgan Stanley
Respondent Lawyers(s): Katherine C. Donlon, Kimberly J. Gustafson
Arbitrator(s): Edith N. Dinneen, Maurice M. Feller, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
| 17-00937 | 09/19/2017 | Claimant(s): Ronald Oldano
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Tamara Powers
Respondent Lawyers(s): Tamara Powers
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | Expungement |
| 17-00608 | 08/03/2017 | Claimant(s): Andrew Gentiluomo
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Thomas B. Corey, Edith N. Dinneen, Charles Robert Moore
Hearing Site: Raleigh, NC
| | |
| 16-03102 | 03/30/2017 | Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | |
| 16-01541 | 09/30/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Richard Vega
Respondent Lawyers(s): Richard Diego Vega
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | |
| 13-03203 | 12/29/2014 | Claimant(s): Patricia Dennis
Claimant Lawyers(s): Jason P. Ramos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Edith N. Dinneen, Augusto V. Perrotta, Gary E. Marcus
Hearing Site: Tampa, FL
| | $0 |
