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FINRA Awards for Columbus- Sierra

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0244306/05/2018Claimant(s): Columbus- Sierra, Peter Sierra Living Trust dtd 4/15/14
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Edith N. Dinneen, Thomas Joseph Atkinson, Ronald Charles Waters
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12206

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