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FINRA Awards for Boise, ID

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Displaying 41-50 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0136303/03/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Jeffrey Schoen
Respondent Lawyers(s): Gary L. Cooper
Arbitrator(s): Michael J. Fish
Hearing Site: Boise, ID
10-0053601/07/2011Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
Checkmark Icon$213,486
10-0244912/01/2010Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
Checkmark Icon$15,532
10-0269911/12/2010Claimant(s): Wells Fargo Investments, David Logsdon
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Janice Corkery
Respondent Lawyers(s): Thomas C. Bradley
Arbitrator(s): George H. Speciale
Hearing Site: Boise, ID
Expungement
10-0137410/22/2010Claimant(s): C. Bruce McCaslin and Loretta McCaslin
Claimant Lawyers(s): C. Bruce McCaslin
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant
Hearing Site: Boise, ID
Checkmark Icon$0
08-0295408/26/2009Claimant(s): Gwen Thompson, Keith Thompson, Gwen A. Thompson IRA Contributory, Keith R. Thomas IRA Contributory
Claimant Lawyers(s): Tod D. Geidl
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kelly Moynihan
Arbitrator(s): Douglas Martin Crow, Kevin D. Swenson, Burton LaVon Beahm
Hearing Site: Boise, ID
Checkmark Icon$164,727
08-0322204/29/2009Claimant(s): William Stackpole
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
Checkmark Icon$2,531
07-0116807/15/2008Claimant(s): Jerry Mote
Claimant Lawyers(s): Laurel H. Siddoway
Respondent(s): Joan Block, John Cox, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): F. Richard Middaugh, Joseph W. Cheek, James G. Harlan
Hearing Site: Boise, ID
Checkmark Icon$0
07-0188803/31/2008Claimant(s): Roger Moore
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): H.D. Vest Investment Services
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Gerald D. Wygant, George H. Speciale, William J. Chambers
Hearing Site: Boise, ID
Checkmark Icon$0
07-0011702/15/2008Claimant(s): David Franck
Claimant Lawyers(s): Debra Hayes
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gretchen A. Agee
Arbitrator(s): Gary L. Vezina, James G. Harlan, Dale G. Higer
Hearing Site: Boise, ID
Checkmark Icon$264,485

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