| 10-00536 | 01/07/2011 | Claimant(s): Hazel Sleight, Ivan Sleight
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): Joseph L. Mangan, Paul R. Meyer, James E. Bartels
Hearing Site: Boise, ID
|  | $213,486 |
| 10-02449 | 12/01/2010 | Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
| | $15,532 |
| 10-02699 | 11/12/2010 | Claimant(s): Wells Fargo Investments, David Logsdon
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Janice Corkery
Respondent Lawyers(s): Thomas C. Bradley
Arbitrator(s): George H. Speciale
Hearing Site: Boise, ID
| | Expungement |
| 10-01374 | 10/22/2010 | Claimant(s): C. Bruce McCaslin and Loretta McCaslin
Claimant Lawyers(s): C. Bruce McCaslin
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Gerald D. Wygant
Hearing Site: Boise, ID
| | $0 |
| 08-02954 | 08/26/2009 | Claimant(s): Gwen Thompson, Keith Thompson, Gwen A. Thompson IRA Contributory, Keith R. Thomas IRA Contributory
Claimant Lawyers(s): Tod D. Geidl
Respondent(s): Craig Wessels, Charles Schwab & Co..
Respondent Lawyers(s): Kelly Moynihan
Arbitrator(s): Douglas Martin Crow, Kevin D. Swenson, Burton LaVon Beahm
Hearing Site: Boise, ID
| | $164,727 |
| 08-03222 | 04/29/2009 | Claimant(s): William Stackpole
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael G. Hanlon
Hearing Site: Boise, ID
| | $2,531 |
| 07-01168 | 07/15/2008 | Claimant(s): Jerry Mote
Claimant Lawyers(s): Laurel H. Siddoway
Respondent(s): Joan Block, John Cox, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): F. Richard Middaugh, Joseph W. Cheek, James G. Harlan
Hearing Site: Boise, ID
| | $0 |
| 07-01888 | 03/31/2008 | Claimant(s): Roger Moore
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): H.D. Vest Investment Services
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Gerald D. Wygant, George H. Speciale, William J. Chambers
Hearing Site: Boise, ID
| | $0 |
| 07-00117 | 02/15/2008 | Claimant(s): David Franck
Claimant Lawyers(s): Debra Hayes
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gretchen A. Agee
Arbitrator(s): Gary L. Vezina, James G. Harlan, Dale G. Higer
Hearing Site: Boise, ID
| | $264,485 |
| 06-04212 | 09/25/2007 | Claimant(s): Estate of William F. Deinhard
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Ameriprise Advisor Services., Jonathan Zweifel
Respondent Lawyers(s): Howard Klausmeier, Ronald P. Kane
Arbitrator(s): John A. Goffrier, William B. Kirby, James G. Harlan
Hearing Site: Boise, ID
| | $0 |
