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FINRA Awards for David I. Hantman

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Displaying 101-110 out of 220 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0075705/28/2021Claimant(s): Laurence Knowlton
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
21-0066505/24/2021Claimant(s): Kimberly Muska
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
20-0306303/08/2021Claimant(s): John Porter
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
19-0381802/03/2021Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
20-0324212/24/2020Claimant(s): Marcus Fagersten
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
20-0309812/23/2020Claimant(s): Jeremy Mykulak, Jon Ledoyen
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
20-0277312/15/2020Claimant(s): Ross Siegel
Claimant Lawyers(s): David I. Hantman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
20-0320112/08/2020Claimant(s): Bradford Bernstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Julie K. Chapin
Hearing Site: Philadelphia, PA
20-0046312/03/2020Claimant(s): Andrew Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
20-0255211/27/2020Claimant(s): Ettore Ventrice, Noah Rubin
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL

220 Results

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