| 19-02597 | 04/02/2020 | Claimant(s): Ryan Ackerhalt
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 19-01605 | 03/20/2020 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, Chase Investment Services Corp.
Respondent Lawyers(s): Fred N. Knopf, Thomas J. Cahill
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 19-02275 | 03/13/2020 | Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-01281 | 02/25/2020 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Laura Wong-Pan
Hearing Site: New York, NY
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| 17-03190 | 07/03/2019 | Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
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| 18-03265 | 05/30/2019 | Claimant(s): Ronald Cole
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Jeremy S. Winer, Thomas J. Cahill
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 18-01877 | 05/15/2019 | Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 18-03570 | 04/22/2019 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 18-03225 | 03/12/2019 | Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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