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FINRA Awards for David Hartl

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0187705/15/2019Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH

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