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FINRA Awards for Lita S Menkin

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Displaying 11-20 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0346409/01/2020Claimant(s): Paul Valencia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward
Hearing Site: Atlanta, GA
20-0062006/25/2020Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Anthony Mastroianni, John Riccardi, Windsor Street Capital
Respondent Lawyers(s): Anthony Mastroianni, John F. Riccardi, John W. Stalanski
Arbitrator(s): Lita S Menkin
Hearing Site: Nashville, TN
Checkmark Icon$250,000
18-0204905/20/2020Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Sebastian Wyczawski, Stalin Cruz
Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz
Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig
Hearing Site: Nashville, TN
Checkmark Icon$0
17-0048608/21/2019Claimant(s): Alan Melton, Amy Stubler, Andrew Howard, Angela Beverly, Anthony Beard, Anthony Caminiti, Anton Jensen, Bertram Sanders, Brent McMillan, Catherine Druhan, Chris Stewart, Curtis Huffman, Cyrenna Welch, Daniel Stubler, Darin Arnold, David Jensen, David Myrick, Dolphus Broxton, Donald Barnes, Ebba Dampier, Evie Stewart, Gary Garner, Gary Schack, George Lee, Glenda Lee, Gregory Ames, Gregory Prescott, Gregory Strachan, H. Pitman, Heather Fadden, James Donaghey, James Stinebaugh, Jennifer Bender, Jere Miller, Joan Pitman, John Jones, Joseph Druhan, Judith Barnes, Keith Keppen, Kimberly Melton, Lacie Jensen, Laurie Miller, Lewis Abronski, Livingston Coate, Lori Hutchinson, Lundy Wilder, Martin Myrick, Michael Coleman, Michael Miller, Natalie McMillan, Patrick Daily, Philip Taber, Randy Couture, Raymond Miller, Rebecca Coate, Richard Beverly, Robin Coleman, Ronald Ori, Sharon Agapos, Susan Hamilton, Susan Rosson, Terri Myrick, Terry Welch, Theodore Dampier, Thomas Bender, Thomas Egbert, Thomas Fadden, Thomas Walters, Timothy Rosson, William March, William Stitt, William Stuart, Lewis B. Abronski as Trustee of Third, The Agapos Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): WFG Investments.
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Lita S Menkin, Joe E. Manuel, John D. Mattingly
Hearing Site: Birmingham, AL
Checkmark IconStipulated Award
17-0136807/15/2019Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
Checkmark Icon$1,161,120
17-0055412/11/2018Claimant(s): Muhammad Munir, Uzma Munir, Muhammad Munir SEP IRA, Muhammad and Uzma Munir
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Lita S Menkin, Jack A. Helms, John Winslow Griesser
Hearing Site: Nashville, TN
Checkmark IconExpungement
17-0274305/10/2018Claimant(s): Michael Warr
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S Menkin
Hearing Site: Birmingham, AL
17-0104912/01/2017Claimant(s): R. Mark Castle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
17-0033311/13/2017Claimant(s): Anthony Dye
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Lita S Menkin, Royce Alan Burns, Gary J. Leshaw
Hearing Site: Atlanta, GA
15-0143102/07/2017Claimant(s): Roger Turner, Roger T. Turner IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Jonathan Anderson, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lita S Menkin, David Walton Earle, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement

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