| 18-00205 | 10/19/2018 | Claimant(s): George Schietinger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 17-01478 | 10/03/2018 | Claimant(s): Rose Leviton
Claimant Lawyers(s): Christopher J. Major
Respondent(s): David Cohen, Stifel, Nicolaus & Co.., Janney Montgomery Scott LLC
Respondent Lawyers(s): Edwin A. Zipf, Theodore R. Snyder
Arbitrator(s): Anna M. Fanelli, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
|  | $0 |
| 17-01934 | 09/07/2018 | Claimant(s): Courtia Worth, Pamela Graft Revocable Trust, Yellow Rose of Texas Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Linda J. Baer, Arthur Neil Tolciss, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 15-03256 | 03/02/2018 | Claimant(s): Estate of Barbara Weiden Schwartz Fischl
Claimant Lawyers(s): Douglas Desjardins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert Serota
Arbitrator(s): John F. Duane, Linda J. Baer, Michael Jaffe
Hearing Site: New York, NY
| | $0 |
| 15-02009 | 01/18/2018 | Claimant(s): Patricia Metz
Claimant Lawyers(s): Sandra D. Parker
Respondent(s): David Jarach, Morgan Stanley
Respondent Lawyers(s): Tracey L. Gerber
Arbitrator(s): Sandra J. Mullings, Linda J. Baer, Richard E. Castiglioni
Hearing Site: New York, NY
| | |
| 17-01878 | 01/12/2018 | Claimant(s): New Brunswick Theological Seminary
Claimant Lawyers(s): Richard S. Mills
Respondent(s): Victoria Vandyke
Respondent Lawyers(s): Victoria Anne Vandyke
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
| | $3,229,100 |
| 14-01299 | 12/20/2017 | Claimant(s): Marilyn Booker
Claimant Lawyers(s): Marilyn F. Booker
Respondent(s): Harpreet Mangat, Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Louis H. Miron, Linda J. Baer, Robert Miles Saunders
Hearing Site: Newark, NJ
| | $200,000 |
| 15-02855 | 03/24/2017 | Claimant(s): Elyse Spialter, Howard Spialter
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Linda J. Baer, Neal D. Baker
Hearing Site: Newark, NJ
| | $19,478 |
| 16-00110 | 01/23/2017 | Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s): Michael Genovese
Respondent Lawyers(s): Michael Genovese
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 16-00615 | 01/23/2017 | Claimant(s): Natasha Boyden
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): Global Hunter Securities, Seaport Global Securities LLC
Respondent Lawyers(s): Jonathan R. Jeremias
Arbitrator(s): Linda J. Baer, Barry Steven Port, John Berton
Hearing Site: New York, NY
| | |
