| 22-00556 | 11/07/2022 | Claimant(s): Michael Patti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
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| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
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| 21-02546 | 07/14/2022 | Claimant(s): Jeannan Brewer, John Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 21-01119 | 06/23/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Charlton Young
Respondent(s): Lowell Friend
Respondent Lawyers(s): Lowell Dale Friend
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
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| 21-02148 | 03/02/2022 | Claimant(s): Lisa Hanline
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 21-00966 | 11/17/2021 | Claimant(s): Gary Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Damian Bell, International Assets Advisory, WFG Investments.
Respondent Lawyers(s): Alan M. Wolper, David Williams
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): American Wealth Management.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 20-03989 | 06/10/2021 | Claimant(s): Todd Calamita
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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