21-02537 | 06/30/2022 | Claimant(s): Michael Muccio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
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21-02378 | 06/29/2022 | Claimant(s): Jonathan Lonske Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., UBS Financial Services Inc. Respondent Lawyers(s): Abigail Elrod, Elisabeth Kratka, John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Boston, MA
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21-02798 | 06/17/2022 | Claimant(s): William Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
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21-02945 | 06/17/2022 | Claimant(s): Eric Rosenberg Claimant Lawyers(s): Eric A. Bensky Respondent(s): GW & Wade Asset Management Company Respondent Lawyers(s): Matthew G. Valentine Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder Hearing Site: Boston, MA
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21-01626 | 06/14/2022 | Claimant(s): Kristina Watts Claimant Lawyers(s): J. Allen Holland Respondent(s): Morgan Stanley Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Edward W. Morris, John George Neylon, David S Godkin Hearing Site: Boston, MA
| | $185,238 |
21-01036 | 06/03/2022 | Claimant(s): David Gaudet Claimant Lawyers(s): Christa M. Hibbard Respondent(s): Michael Digioia Respondent Lawyers(s): Michael Joseph Digioia Arbitrator(s): Gene M. Bauer, Patrick Sullivan, Carol Ellen Carson Hearing Site: Boston, MA
| | $150,400 |
20-01660 | 06/01/2022 | Claimant(s): Milton Smith, Cabot Smith, as Trustee Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J Matthew W. Haws Arbitrator(s): Peter M Cosel, Patrick Sullivan, Gail Sillman Hearing Site: Boston, MA
| | $0 |
21-01567 | 05/25/2022 | Claimant(s): Sandhya Kalkunte Claimant Lawyers(s): Sandhya Sandy Kalkunte Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA
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19-02034 | 04/26/2022 | Claimant(s): Michael Arnheiter Claimant Lawyers(s): Thomas N O'Connor Respondent(s): Kenneth Kitchin, NYLife Securities LLC, New York Life Insurance Company, New York Life Insurance and Annuity Corp Respondent Lawyers(s): Ralph T. Lepore, III Arbitrator(s): Robert J. Ambrogi, Sharon L. Monroe, Joseph Edward Riley Hearing Site: Boston, MA
| | Expungement |
20-00622 | 04/12/2022 | Claimant(s): Joseph Denicola Claimant Lawyers(s): Steven N. Fuller Respondent(s): Morgan Stanley Respondent Lawyers(s): Robin H. Rome Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann Hearing Site: Boston, MA
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