06-04885 | 10/15/2007 | Claimant(s): Neil Roberts Claimant Lawyers(s): Neil E. Roberts Respondent(s): Citigroup Global Markets., Robert Snyder Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Harold N. Mack Hearing Site: Boston, MA
| | $0 |
06-01929 | 10/10/2007 | Claimant(s): William Spina Claimant Lawyers(s): William Joseph Spina Respondent(s): Jerome Spina, Teton Partners Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): Joseph A. Cichon, Deborah B. Haskell, Maura Lenore Tomaszewski Hearing Site: Boston, MA
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06-00871 | 09/28/2007 | Claimant(s): Peter Martin Claimant Lawyers(s): Richard W. Kearney Respondent(s): Columbia Funds Distributors., Columbia Management Group. Respondent Lawyers(s): Mark W. Batten Arbitrator(s): Maurice J. Skoler, Margaret Crouse Skelly, Lee McHarg Holland Hearing Site: Boston, MA
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06-04609 | 09/25/2007 | Claimant(s): Mary Ann White Claimant Lawyers(s): Patricia A. Washienko Respondent(s): Peter Fader, Urchin Capital Partners Respondent Lawyers(s): James S. Rollins Arbitrator(s): Tom L. Peterson, John F. Poole, Melinda S. Milberg Hearing Site: Boston, MA
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07-01622 | 09/20/2007 | Claimant(s): IFMG Securities., IFS AGencies., Independent Financial Marketing Group Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Michael Woodman Respondent Lawyers(s): Gary C. Crossen Arbitrator(s): Charles A. Goglia, Robert V. Deiana, Laura M. Nelson Hearing Site: Boston, MA
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05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews Claimant Lawyers(s): Christopher M. Pilkerton Respondent(s): John Lowe, Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich Hearing Site: Boston, MA
| | $0 |
06-03902 | 08/14/2007 | Claimant(s): Nordo Nissi Claimant Lawyers(s): Thomas J. Gleason Respondent(s): Prudential Equity Group, Michael and Debra Kaufman Respondent Lawyers(s): Alan S. Brodherson, Michael Kaufman Arbitrator(s): Sylvia E. Green Hearing Site: Boston, MA
| | Expungement |
06-04487 | 08/10/2007 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Jeffrey D. Hedlund Respondent(s): David Bellinger Respondent Lawyers(s): Jeffrey R. Martin Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart Hearing Site: Boston, MA
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07-00078 | 08/01/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): Peter Dolan Respondent Lawyers(s): Peter C. Dolan Arbitrator(s): Dallas Whitney Coffman, Andrew Scott Rogovin, Maxwell J. Mahoney Hearing Site: Boston, MA
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