16-00969 | 11/27/2017 | Claimant(s): John Mixon Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Colette Manoil Hearing Site: Boston, MA
| | Expungement |
17-00159 | 11/07/2017 | Claimant(s): Michael Labrie Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Henry Lesburt, Jeannine Lesburt Respondent Lawyers(s): Henry P. Lesburt Arbitrator(s): Ronald L. Cheney, Frank Sanclemente, Merriann Panarella Hearing Site: Boston, MA
| | Expungement |
17-01235 | 11/07/2017 | Claimant(s): James Moniz Claimant Lawyers(s): Peter F. Flynn Respondent(s): Essex Securities LLC Respondent Lawyers(s): David A. Conti Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA
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16-03090 | 10/31/2017 | Claimant(s): Allen Waters Claimant Lawyers(s): Allen Rodney Waters Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Cora E. MacLean Arbitrator(s): Thomas C. Tretter, Andrea J. Goldman, James R. Collins Hearing Site: Boston, MA
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17-01093 | 10/31/2017 | Claimant(s): Heidi Hanson Claimant Lawyers(s): Thomas N. O'Connor Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Denise L. Presley, Abigail Falcon-Rosa Hearing Site: Boston, MA
| | Expungement |
15-01304 | 10/31/2017 | Claimant(s): Richard Kosinski Claimant Lawyers(s): Stephen J. Rodman Respondent(s): Deutsche Bank Securities., Daniel Ryan, Eric Philippi Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Ericka B. Gray, James R. Collins, Merriann Panarella Hearing Site: Boston, MA
| | $0 |
17-00982 | 10/30/2017 | Claimant(s): Harvey Boshart, James Fagan Claimant Lawyers(s): Eugene Small Respondent(s): Frederick Kobrick Respondent Lawyers(s): Frederick Kobrick Arbitrator(s): Richard J. Grahn, Frederick J. Myers, Arthur Thomas Carr Hearing Site: Boston, MA
| | Expungement |
17-00040 | 10/16/2017 | Claimant(s): Mark Soukup Claimant Lawyers(s): Christopher P. Litterio Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA
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17-01071 | 10/11/2017 | Claimant(s): Gregory McDonough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Ronald L. Cheney, Stephen M. Acerra, Sandor I. Rabkin Hearing Site: Boston, MA
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16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
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