| 19-00157 | 10/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Charles Coffey
Respondent Lawyers(s): Charles Wayne Coffey
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
| | |
| 17-03299 | 10/03/2019 | Claimant(s): Michael Stern, Paul Levin, Wendy Stern, Estate of Gloria Levin
Claimant Lawyers(s): Daniel J. Miller
Respondent(s): Kenneth Blumberg, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Edward J. Gutman, Catherine Esther Bocskor, John Leslie Coker
Hearing Site: Baltimore, MD
|  | $1,524,180 |
| 19-00454 | 10/02/2019 | Claimant(s): Mark Ring
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Anton L. Hasenkampf
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | |
| 18-04071 | 09/13/2019 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
| | |
| 18-04383 | 09/12/2019 | Claimant(s): Todd Mitchell
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | |
| 18-03809 | 08/22/2019 | Claimant(s): Ashley Pagartanis
Claimant Lawyers(s): Ashley Pagartanis
Respondent(s): Lombard Securities Incorporated
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Brenda J. Stovall, Steven Irving Platt, George Thomas Doran
Hearing Site: Baltimore, MD
| | |
| 18-00816 | 07/09/2019 | Claimant(s): James McCrory
Claimant Lawyers(s): John H. West
Respondent(s): RBC Capital Markets LLC, Thomas McCrory
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Steven Irving Platt, Jonathan David Rogers, Andrew Eliot Finkel
Hearing Site: Baltimore, MD
| | |
| 18-02860 | 07/09/2019 | Claimant(s): Franklyn Clarke
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 18-03653 | 06/11/2019 | Claimant(s): Young Lee
Claimant Lawyers(s): Young S. Lee
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | $0 |
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
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