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FINRA Awards for John H. West

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0081607/09/2019Claimant(s): James McCrory
Claimant Lawyers(s): John H. West
Respondent(s): RBC Capital Markets LLC, Thomas McCrory
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Steven Irving Platt, Jonathan David Rogers, Andrew Eliot Finkel
Hearing Site: Baltimore, MD
07-0095201/11/2008Claimant(s): Bella Darmon
Claimant Lawyers(s): John H. West
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore P. Bell
Arbitrator(s): Albert D. Sturtevant
Hearing Site: Washington, DC

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