FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 181-190 out of 243 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01928	04/24/2012	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Peter Oristian Respondent Lawyers(s): Peter J. Oristian Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD
11-03910	03/22/2012	Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Adelsberger Respondent Lawyers(s): William George Adelsberger Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD
11-02004	03/07/2012	Claimant(s): James Swinney Claimant Lawyers(s): Elizabeth R. Makris Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley Hearing Site: Baltimore, MD
11-01941	02/16/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Markland Respondent Lawyers(s): John Jay Markland Arbitrator(s): Stephan Paul Carrier Hearing Site: Baltimore, MD
10-04430	02/07/2012	Claimant(s): Hugh Solomon Leslie Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil Hearing Site: Baltimore, MD
10-03698	12/14/2011	Claimant(s): James Heiser, Joan Heiser Claimant Lawyers(s): James H. West Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall Hearing Site: Baltimore, MD		$116,967
10-04973	12/09/2011	Claimant(s): Maxim Minevich Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee Hearing Site: Baltimore, MD
10-04446	12/09/2011	Claimant(s): Family Trust Agr. of Olivia P. Miller Claimant Lawyers(s): Brian J. Neville Respondent(s): Brian Zaid, John Cvach, Terry Reinhart Respondent Lawyers(s): Brian Zaid, Richard J. Magid Arbitrator(s): Jane F. Moore, John Stuart Graham, Stephan Paul Carrier Hearing Site: Baltimore, MD		$55,000
11-01429	10/24/2011	Claimant(s): Uvest Financial Services Group. Claimant Lawyers(s): William S. Heyman Respondent(s): Frank Dittrick Respondent Lawyers(s): Frank A. Dittrick Arbitrator(s): Joseph A. Kenary Hearing Site: Baltimore, MD
11-00389	09/19/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nicholas Innerbichler Respondent Lawyers(s): Nicholas D. Innerbichler Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD