11-01941 | 02/16/2012 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Markland Respondent Lawyers(s): John Jay Markland Arbitrator(s): Stephan Paul Carrier Hearing Site: Baltimore, MD
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10-04430 | 02/07/2012 | Claimant(s): Hugh Solomon Leslie Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Jerry Schuchman, J. Snowden Stanley, Margaret Ann Dubil Hearing Site: Baltimore, MD
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10-03698 | 12/14/2011 | Claimant(s): James Heiser, Joan Heiser Claimant Lawyers(s): James H. West Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Donald R. Giacomelli, June White Dillard, Brenda J. Stovall Hearing Site: Baltimore, MD
| | $116,967 |
10-04973 | 12/09/2011 | Claimant(s): Maxim Minevich Claimant Lawyers(s): Marc D Schifanelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Patrick Sean Dolan, Arthur Reynolds, Darryl Michael Lee Hearing Site: Baltimore, MD
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10-04446 | 12/09/2011 | Claimant(s): Family Trust Agr. of Olivia P. Miller Claimant Lawyers(s): Brian J. Neville Respondent(s): Brian Zaid, John Cvach, Terry Reinhart Respondent Lawyers(s): Brian Zaid, Richard J. Magid Arbitrator(s): Jane F. Moore, John Stuart Graham, Stephan Paul Carrier Hearing Site: Baltimore, MD
| | $55,000 |
11-01429 | 10/24/2011 | Claimant(s): Uvest Financial Services Group. Claimant Lawyers(s): William S. Heyman Respondent(s): Frank Dittrick Respondent Lawyers(s): Frank A. Dittrick Arbitrator(s): Joseph A. Kenary Hearing Site: Baltimore, MD
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11-00389 | 09/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nicholas Innerbichler Respondent Lawyers(s): Nicholas D. Innerbichler Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD
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09-01364 | 08/25/2011 | Claimant(s): Debra Swann Claimant Lawyers(s): Debra Swann Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Christopher Wilson Arbitrator(s): M. Michael Cramer, Brenda J. Stovall, Evelyn D. Pisegna-Cook Hearing Site: Baltimore, MD
| | $30,000 |
10-00497 | 06/22/2011 | Claimant(s): Joel Kaufman, Nancy Kaufman Claimant Lawyers(s): Joel F Kaufman Respondent(s): Morgan Stanley, Tom Howes Respondent Lawyers(s): Andrew Lipton Arbitrator(s): June White Dillard Hearing Site: Baltimore, MD
| | Expungement |
10-05461 | 06/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicole Stadelmaier Respondent(s): John Meacham Respondent Lawyers(s): John Bulkley Meacham Arbitrator(s): E. William Pastor Hearing Site: Baltimore, MD
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