| 12-01225 | 07/02/2013 | Claimant(s): The Estate of Max Bernstein
Claimant Lawyers(s): Samuel Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): David S. Billet, Paul K. Barenholtz, Bryan Lane Berson
Hearing Site: New York, NY
|  | $0 |
| 11-03027 | 04/03/2013 | Claimant(s): Ji Min
Claimant Lawyers(s): Ji Young Min
Respondent(s): Daniel Ladner, David Prockter, UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David S. Billet, Fred L. Simon, William G. Haviland
Hearing Site: New York, NY
| | $0 |
| 09-04558 | 12/13/2012 | Claimant(s): LH Ross & Company.
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Andrew Holtmeyer, Edward Goetz
Respondent Lawyers(s): Andrew Walter Holtmeyer, Edward William Goetz
Arbitrator(s): Michael T. Curley, David S. Billet, William G. Binckes
Hearing Site: New York, NY
| | |
| 10-03067 | 01/05/2012 | Claimant(s): Nicole Perry
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael J. McAllister
Arbitrator(s): David S. Billet, John J. Witkowski, Martin H. Jaffe
Hearing Site: New York, NY
| | $6,109,110 |
| 10-03704 | 11/23/2011 | Claimant(s): Newedge USA
Claimant Lawyers(s): Perry M. Amsellem
Respondent(s): Patrick Knoell
Respondent Lawyers(s): Joshua Parkhurst
Arbitrator(s): David S. Billet, Nancy S. Gerber, Marilyn J. Salzman
Hearing Site: New York, NY
| | |
| 09-02545 | 08/12/2011 | Claimant(s): Michael Ghanadian
Claimant Lawyers(s): Russell C. Weigel
Respondent(s): Credit Suisse Securities (USA) LLC, Swiss American Securities Inc.
Respondent Lawyers(s): Allan N. Taffet, Joshua Klein
Arbitrator(s): David S. Billet, Orestes J. Mihaly, Carol Di Natale
Hearing Site: New York, NY
| | $0 |
| 09-04307 | 03/17/2011 | Claimant(s): Michael Brennan
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Philip M. Mandel, David S. Billet, Irene C. Warshauer
Hearing Site: New York, NY
| | |
| 09-04668 | 11/03/2010 | Claimant(s): Anthony Cronin, Dusan Nogulovic
Claimant Lawyers(s): James M. Griffin
Respondent(s): Dresdner Kleinwort Securities LLC
Respondent Lawyers(s): Diana Constantino Gomprecht
Arbitrator(s): Margaret M McQueeney, David S. Billet, Francis J. LaSalla
Hearing Site: New York, NY
| | |
| 09-02523 | 04/20/2010 | Claimant(s): Michael Tartaglione
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Kilkenny
Arbitrator(s): David S. Billet, Anthony Michael Sabino, Robert W. Kenter
Hearing Site: New York, NY
| | $232,000 |
| 07-01692 | 10/07/2009 | Claimant(s): Jiann Ming Doong and Angela Wang
Claimant Lawyers(s): Richard Alan Chen
Respondent(s): Morgan Stanley & Co., Thomas Tishman
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): David S. Billet, Cynthia A. DiMarco, Randolph Guggenheimer
Hearing Site: New York, NY
| | $0 |
