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FINRA Awards for Robert W. Kenter

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0479506/25/2013Claimant(s): Miguel Damien
Claimant Lawyers(s): Mark D. Miller
Respondent(s): Wells Fargo Advisors, Zakkour Chivi
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Abraham Harry Bunis, Robert W. Kenter, Louis P. Wagman
Hearing Site: Newark, NJ
Checkmark Icon$0
09-0252304/20/2010Claimant(s): Michael Tartaglione
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Kilkenny
Arbitrator(s): David S. Billet, Anthony Michael Sabino, Robert W. Kenter
Hearing Site: New York, NY
Checkmark Icon$232,000
06-0220109/14/2007Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Sons Biswanger
Respondent(s): James Montalto, James Weil
Respondent Lawyers(s): Elise Schwarz
Arbitrator(s): Nancy Plesser Wendell, Michael Todd Clements, Robert W. Kenter
Hearing Site: New York, NY

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