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FINRA Awards for The Estate of Max Bernstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0122507/02/2013Claimant(s): The Estate of Max Bernstein
Claimant Lawyers(s): Samuel Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): David S. Billet, Paul K. Barenholtz, Bryan Lane Berson
Hearing Site: New York, NY
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