Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi Claimant Lawyers(s): Joshua F. Bautz Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Muriel Desloovere Hearing Site: Jacksonville, FL | ||
| 18-01821 | 02/28/2019 | Claimant(s): Forest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Martin A. Feigenbaum Hearing Site: Miami, FL | ||
| 18-01130 | 02/26/2019 | Claimant(s): Robert Buchanan Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig. Vollono Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 18-01371 | 02/12/2019 | Claimant(s): Rafael Locken-Testa Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 18-01131 | 02/06/2019 | Claimant(s): Nelson Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Mark A Bilawsky Hearing Site: Miami, FL | ||
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 18-00971 | 09/21/2018 | Claimant(s): Robert Debbs Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL | ||
| 17-03379 | 09/05/2018 | Claimant(s): Collin Meyer Claimant Lawyers(s): Joelle A. Simms Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL |