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FINRA Awards for Ellen J. Abrams

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Displaying 21-30 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0126207/17/2012Claimant(s): Gregg Smyth
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): VP Distributors Inc.
Respondent Lawyers(s): Thomas Mead Santoro
Arbitrator(s): Ellen J. Abrams, Lee Milich, Andrew David Kahng
Hearing Site: Boca Raton, FL
10-0434902/09/2012Claimant(s): Lois Hirschtritt
Claimant Lawyers(s): Richard Hirschtritt
Respondent(s): Lawrence Lee, Rockwell Global Capital LLC
Respondent Lawyers(s): Lawrence Y. Lee, Robert M. Bursky
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
11-0067112/27/2011Claimant(s): Barclays Capital.
Claimant Lawyers(s): Andrea Block
Respondent(s): Felipe Coello, Tom Kalaris
Respondent Lawyers(s): Andrea Block, Douglas A. Kahle
Arbitrator(s): Jack Stein, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Ft. Lauderdale, FL
10-0448708/17/2011Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
09-0136207/14/2011Claimant(s): Margaret Davon, Stuart Bedrin, Dorothea Jacoby Revocable Trust, Margaret F. Davon Revocable Trust, Stuart Bedrin Revocable Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Donald R. McGahan, Ellen J. Abrams, Sidney J. Wartel
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
10-0036603/31/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Elizabeth E. Moum
Respondent(s): Primo Musumeci
Respondent Lawyers(s): Dogan M. Bengisu
Arbitrator(s): Steven A. Hurst, James W. Geiger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0300203/14/2011Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Morgan Keegan & Company., Todd Rozzo
Respondent Lawyers(s): Charles M. Dalziel, Marc S. Dobin
Arbitrator(s): Allen Kilik, Ellen J. Abrams, Ronald J. Kovack
Hearing Site: Boca Raton, FL
10-0254511/03/2010Claimant(s): Michael L. Landreth
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): Ellen J. Abrams
Hearing Site: Nashville, TN
Checkmark Icon$213
09-0364510/18/2010Claimant(s): Jerome Mayersak Fam. Ltd. Partnership
Claimant Lawyers(s): Jerome S. Mayersak
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
09-0245507/28/2010Claimant(s): Alan Kirman, Peter Dunn
Claimant Lawyers(s): David J. Feingold
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Ellen J. Abrams, Michael J. Quarequio, Andrew R. Present
Hearing Site: Boca Raton, FL

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