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FINRA Awards for Bradford M. Gucciardo

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Displaying 51-60 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0312505/30/2013Claimant(s): Bert Nisonoff
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Ted M. Rosen, Denzil J. Klippel, Allan E. Johnson
Hearing Site: New York, NY
Checkmark IconExpungement
12-0264905/02/2013Claimant(s): Sean Fetterman
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Karin Fowler
Respondent Lawyers(s): Bradford M. Gucciardo
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
Expungement
12-0027804/25/2013Claimant(s): Marc Brody
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Myron E. Levenson, Herbert Branitsky, Sonja Shuford
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0471604/19/2013Claimant(s): Joanne Gould, Michael Gould
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): John Vassalotti
Arbitrator(s): Joseph L. Bernstein, Daniel P. Lund, Harvey Russell Preston
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0311103/06/2013Claimant(s): Nancy Thomas, Nancy K. Thomas Revocable Trust U/A/D 97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Lawrence Goldberg, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0350712/21/2012Claimant(s): Joan R. Stiles Trust u/a dtd 2/28/1991, William H. Stiles Trust u/a dtd 2/28/91
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Richard S. Zaifert, Bruce K. Isenberg, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0219811/27/2012Claimant(s): Anita P. Hamburg, Anita P. Hamburg Revocable Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Bruce K. Isenberg, Ralph H. Emer, Howard Bernstein
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0008710/30/2012Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina
Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0107809/06/2012Claimant(s): Donald Aronowitz
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Bernard Kornmehl
Arbitrator(s): James W. Geiger, Gustavus L. Pearthree, Antonio M. Freire
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0571906/27/2012Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
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