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FINRA Awards for NewBridge Securities Corp.

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Displaying 11-20 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0201403/10/2023Claimant(s): Charles Till
Claimant Lawyers(s): Adam B. Wolf
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Benjamin F. Breslauer, Holly Banafsheh, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0298111/10/2022Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): George F. Meierhofer
Respondent(s): Kevin Doyle
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
21-0054707/11/2022Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
Checkmark IconExpungement
21-0256506/30/2022Claimant(s): Kerri Jamison
Claimant Lawyers(s): Brian Luther
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
19-0063711/17/2021Claimant(s): Linda Stack
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gary M. Landau, Gerald Silverman, Leon H. Tracy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
19-0314509/10/2021Claimant(s): Wilgus Family Survivors Trust
Claimant Lawyers(s): Jeffrey K. Wilgus
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12504(b)
20-0302306/01/2021Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0200805/24/2021Claimant(s): Michael Zoitas
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
20-0298905/04/2021Claimant(s): Kerri Jamison
Claimant Lawyers(s): Zachary Hayes-Macauluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
19-0338502/23/2021Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL

39 Results

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