FINRA Awards for Howard M. Klausmeier

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-70 out of 120 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00107	09/10/2018	Claimant(s): James Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE
18-00244	08/10/2018	Claimant(s): Mykel Barnes Claimant Lawyers(s): John A. Hubbard Respondent(s): Ameriprise Financial Services, Fifth Third Securities. Respondent Lawyers(s): Allan S. Rubin, Howard M. Klausmeier Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI
17-02798	06/15/2018	Claimant(s): David Levine Claimant Lawyers(s): David I. Hantman Respondent(s): Ameriprise Financial Services., UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono, Howard M. Klausmeier Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC
17-02248	06/14/2018	Claimant(s): Michael Pohlod Claimant Lawyers(s): Owen Harnett Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
17-02331	03/29/2018	Claimant(s): Charles Zhang Claimant Lawyers(s): Irwin Weltz Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright Hearing Site: Detroit, MI
17-01821	03/15/2018	Claimant(s): Ryan Callaway Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Philip E. Cutler Hearing Site: Anchorage, AK
17-01927	02/14/2018	Claimant(s): Michael Hanke Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
15-02347	12/18/2017	Claimant(s): Jerome Courville, Laurence Courville, Raoul Courville, Courville and Company Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services., ING Financial Partners. Respondent Lawyers(s): Benjamin Biard, Howard M. Klausmeier Arbitrator(s): James W. Geiger, Kenneth H. Koch, Gabriel Xavier Martinez Hearing Site: Boca Raton, FL		Expungement
16-00502	11/22/2017	Claimant(s): B.R. Russell As Cust. for B.& T. Johnson, B&V Russell Rev Liv Trust DTD 12/2/96 Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Lauren S. Puritz, Theodore Haynes, Robert G. Bannon Hearing Site: Orlando, FL		Expungement
16-03720	07/25/2017	Claimant(s): Nihaal Rao Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ