| 13-02907 | 07/08/2014 | Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
|  | Expungement |
| 13-00506 | 06/16/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Steven R. Reininger, Kimberly A. Gilmour, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | |
| 13-00918 | 06/16/2014 | Claimant(s): Sabina Phillips
Claimant Lawyers(s): Sabina Phillips
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio
Hearing Site: New York, NY
| | |
| 12-02102 | 06/04/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Steven Farris
Respondent Lawyers(s): Steven E. Farris
Arbitrator(s): Anthony J. Soukenik, R. Phillip Reed, Jennifer McGillivary
Hearing Site: St. Louis, MO
| | |
| 11-02533 | 05/30/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Michael Penkethman
Respondent Lawyers(s): Michael Penkethman
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
| | |
| 12-04150 | 05/20/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Myron Barker
Respondent Lawyers(s): Pamela K. Ginsburg
Arbitrator(s): Bill Swinford
Hearing Site: Cincinnati, OH
| | |
| 13-02966 | 05/15/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Joseph L. Gordon
Respondent(s): Greg Snider
Respondent Lawyers(s): Greg W. Snider
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
| | |
| 13-02696 | 05/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): John Wessels
Respondent Lawyers(s): John Wessels
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | |
| 12-03948 | 05/05/2014 | Claimant(s): Estate of Matteo Mosca
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Edith M. Novack, Linda J. Baer, Sherrill Ruth Austin
Hearing Site: Newark, NJ
| | Expungement |
| 13-02201 | 03/26/2014 | Claimant(s): Joel Steinman
Claimant Lawyers(s): Joel Steinman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $0 |
