09-04857 | 05/28/2010 | Claimant(s): James Hayter Claimant Lawyers(s): James E. Hayter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira L. Oring Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
| | $7,750 |
07-02316 | 05/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Steven G. Leventhal Respondent(s): Azam Baroukhiam Respondent Lawyers(s): Azam F. Baroukhiam Arbitrator(s): Aaron Friedman, Martin A. Edelstein, Alan Gradzki Hearing Site: New York, NY
| | $27,900 |
09-05763 | 05/21/2010 | Claimant(s): Preston A. Reed 2000 Trust Claimant Lawyers(s): Preston A. Reed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Robert L. Chase Hearing Site: Manchester, NH
| | $6,139 |
09-02570 | 05/20/2010 | Claimant(s): Sue Lane Claimant Lawyers(s): Milton H. Fried Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): David G. Beerbower, George A. Sellnau, Dale A. Hearn Hearing Site: Houston, TX
| | $0 |
09-01631 | 05/05/2010 | Claimant(s): Louise Painter Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Kathleen A. Garske, James P. Ryan, Stephen A. Saker Hearing Site: Orlando, FL
| | $32,500 |
09-00320 | 04/30/2010 | Claimant(s): Eric Ely Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jaime L. Haggard Arbitrator(s): Donald N. Tolin, Martha M. Walker, Deanna M. Tuley Hearing Site: Denver, CO
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09-00408 | 04/23/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Julianne L. Peck Respondent(s): Xin Li Respondent Lawyers(s): Albert L. Boasberg Arbitrator(s): John Patrick Kelly, John J. Fitzpatrick, James Conrad Riewerts Hearing Site: San Francisco, CA
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09-05065 | 04/13/2010 | Claimant(s): Joseph Kelly, May Kelly Claimant Lawyers(s): Joseph Kelly Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric Glassman Arbitrator(s): Sam Antar Hearing Site: New York, NY
| | $213 |
08-01816 | 04/09/2010 | Claimant(s): Emma Bufkin, The Trust Agreement of Emma Doris Bufkin Claimant Lawyers(s): Michael P. Cillo Respondent(s): Alton Mayeu, Merrill Lynch Pierce Fenner & Smith Inc., Sharon Bentz Respondent Lawyers(s): Bradley B. Rounsaville, Stephen H. Kupperman Arbitrator(s): Bruce Brown, Samuel Clinton O'Daniel, John Jerold Barrett Hearing Site: Denver, CO
| | $85,467 |
09-00755 | 04/09/2010 | Claimant(s): Gene Gasselle Claimant Lawyers(s): Richard A. Nervig Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Schulze Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Judith A. Gust, Cynthia B. Stone, John Scott Carter Hearing Site: San Diego, CA
| | $0 |