| 14-02730 | 07/19/2016 | Claimant(s): Melanie Mackin Ledesma, Estate of Roberto Ledesma
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Cindy L. Anderson, Brian James Tagtmeier, Javier Miguel Uribe
Hearing Site: San Juan, PR
|  | $312,291 |
| 11-01338 | 10/15/2015 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Daniel Bushey
Respondent Lawyers(s): Robert E. Manchester
Arbitrator(s): Cindy L. Anderson, Anne H. Orr, George Davenport
Hearing Site: Jacksonville, FL
| | |
| 13-00853 | 10/13/2014 | Claimant(s): Deborah Fleischer, Gary Fleischer, Gary & Deborah Fleischer Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Lerner Associates., David Lerner, Michael Uvenio
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Cindy L. Anderson, Stuart K. Furman, Jeanne Crandall
Hearing Site: Jacksonville, FL
| | Expungement |
| 12-04121 | 03/11/2014 | Claimant(s): Daniel Joseph
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Joseph Kirby, Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Cindy L. Anderson, Michael D. Walsh, Angelo J. Infantino
Hearing Site: Jacksonville, FL
| | $44,681 |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
| | $0 |
| 10-01586 | 01/29/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Patricia Gleason
Respondent Lawyers(s): Patricia A. Gleason
Arbitrator(s): Cindy L. Anderson, Gerald Thomas Harper, Raymond E. Cornelius
Hearing Site: Jacksonville, FL
| | |
| 10-01316 | 01/27/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Hendrickson
Respondent Lawyers(s): Kenneth Hendrickson
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 10-01428 | 09/07/2011 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Andrea Perry Block
Respondent(s): Edelmiro Hernandez, Jack Petersen, Tom Kalaris
Respondent Lawyers(s): Andrea Perry Block, Douglas A. Kahle
Arbitrator(s): Robert A. Fabricant, Cindy L. Anderson, Barry David Thorpe
Hearing Site: Miami, FL
| | |
| 09-00994 | 08/04/2011 | Claimant(s): Eddie King
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets Inc.
Respondent Lawyers(s): Anne Marie Estevez
Arbitrator(s): Robert S. Natiss, Elena G. Rodriguez, Cindy L. Anderson
Hearing Site: Miami, FL
| | |
| 11-01336 | 08/02/2011 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): R. Hal Meeks
Respondent(s): Jorge Torrens
Respondent Lawyers(s): Jorge Torrens
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
| | |
