| 17-00333 | 11/13/2017 | Claimant(s): Anthony Dye
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Lita S Menkin, Royce Alan Burns, Gary J. Leshaw
Hearing Site: Atlanta, GA
| | |
| 15-02127 | 11/03/2017 | Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | |
| 16-02160 | 09/26/2017 | Claimant(s): Linda Kaplan
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Brooks White, Patricia Kathleen Costello, Elliot Schnapp
Hearing Site: New York, NY
|  | Expungement |
| 14-03467 | 07/14/2017 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Brent Yarbrough, Morgan Keegan & Company
Respondent Lawyers(s): Jordan D. Maglich, Michael G. Brown
Arbitrator(s): Arthur H. Geffen, Ann Blaess Kimball, William Cavalier
Hearing Site: Dallas, TX
| | |
| 16-02169 | 04/20/2017 | Claimant(s): Carol Cohen, Martin Cohen
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Annamaria Boccia Smith, Benjamin L. Anderson, Steven Hale Zousmer
Hearing Site: New York, NY
| | Expungement |
| 15-02267 | 03/21/2017 | Claimant(s): Barbara Morris, Barbara L. Morris Revocable Trust, Charles F. Morris, Jr. Irrevocable Trust
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): John P. Wilson, Jonathan H. Krotinger, William J. Petzel
Hearing Site: San Francisco, CA
| | $500,375 |
| 14-02056 | 02/24/2017 | Claimant(s): Jo Ann Bennett, Jasmine A. Hopson, Laprecious Hopson, Cevera H. Davis, IRA, Gloria Stamps, Jo Ann Bennet, Roth IRA, Maggie M. Cooper, Marilyn Grather, Marvin L. Falvey, Nancy Falvey, Patty L. Myers, Roy E. Crampton III IRA Rollover, Roy E. Crampton, Russell L. Laird, W.L. Cupit, William D. Falvey
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Logan Phillips, Morgan Keegan & Company, Raymond, James & Associates.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Barbara L. Edin, Mollie Wagner Neal, William T. Bowen
Hearing Site: Jackson, MS
| | $761,771 |
| 15-02084 | 02/14/2017 | Claimant(s): Arianna Lin
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-01290 | 12/16/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Neal Alster
Respondent Lawyers(s): Neal Evan Alster
Arbitrator(s): Rody P. Biggert
Hearing Site: St. Louis, MO
| | |
| 15-02593 | 12/05/2016 | Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
