Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 23-01074 | 05/23/2024 | Claimant(s): Kay Klein, Roy Klein Claimant Lawyers(s): Christopher Lufrano Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Sal Presti, Gregory G. Gocek, Debra J. Tucker Hearing Site: Chicago, IL |  | Expungement |
| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-01455 | 04/30/2024 | Claimant(s): Raymond Paller Claimant Lawyers(s): Bruce Lewitas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Mark L Miller, Susan M. Coleman, Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |
| 24-00252 | 04/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): James Czerniak Respondent Lawyers(s): James Allen Czerniak Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 23-02652 | 04/18/2024 | Claimant(s): Joseph Silich Claimant Lawyers(s): Bruce Lewitas Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams Hearing Site: Chicago, IL | ||
| 23-02514 | 04/12/2024 | Claimant(s): Marcia Hardy Claimant Lawyers(s): Marcia L. Hardy Respondent(s): Abacus Investments. Respondent Lawyers(s): Frederick E. Hohensee Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | | $0 |