Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01879 | 05/10/2019 | Claimant(s): Rose Mascarenhas Claimant Lawyers(s): Marc Schifanelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): 0 Hearing Site: Chicago, IL | ||
| 18-02222 | 05/03/2019 | Claimant(s): James Allen Claimant Lawyers(s): Joshua B. Kons Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | ||
| 18-03427 | 04/03/2019 | Claimant(s): Dennis Ryan Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-02578 | 03/27/2019 | Claimant(s): William Moultrie Claimant Lawyers(s): William A. Moultrie Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): John Rock Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL |  | $0 |
| 17-01335 | 03/22/2019 | Claimant(s): UTMA Accounts Ending 383 and 385, Wendy A. Davies Revocable Trust 3-16-07 Claimant Lawyers(s): John J. Muldoon Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Ray J. Grzebielski, Alfonso Cobb Hearing Site: Chicago, IL | | Expungement |
| 15-00383 | 03/06/2019 | Claimant(s): Marc Horner Claimant Lawyers(s): Laurence M. Landsman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy Hearing Site: Chicago, IL | ||
| 17-00030 | 03/06/2019 | Claimant(s): Monica Guttmann Claimant Lawyers(s): Nathan H. Lichtenstein Respondent(s): Patricia Mulcahy Respondent Lawyers(s): Douglas Hyman Arbitrator(s): Robert S. Sugarman, Michael S. Gregory, Edward Louis Koven Hearing Site: Chicago, IL | ||
| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 18-00787 | 02/28/2019 | Claimant(s): Jeffrey Mackevich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL | ||
| 17-02795 | 02/14/2019 | Claimant(s): Carol Brink Claimant Lawyers(s): Lydia M. Floyd Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Sal Presti, Debra Granat Grudichak, Mark W Solock Hearing Site: Chicago, IL | | Expungement |