| 16-01981 | 08/21/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Alex G. Cavanaugh
Respondent(s): Samuel Reeves
Respondent Lawyers(s): Michael A. Nardella
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | |
| 16-01719 | 08/17/2017 | Claimant(s): Angeles Gonzalez, Eduardo Molinari, EMAS S.E., EMCO Construction, Eduardo Molinari & Associates, WARG, INC.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): James Edward Seale, Donald Ervin Cope, Bernard Travis Holmes
Hearing Site: San Juan, PR
|  | Expungement |
| 16-01612 | 08/15/2017 | Claimant(s): Patricia Bohanon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): Jim Geiger, Lawrence W. Arness, Mark Christian Travis
Hearing Site: Louisville, KY
| | Expungement |
| 16-01608 | 08/10/2017 | Claimant(s): Josette S. Hatter IRA, Rodney R. Hatter SEP IRA account
Claimant Lawyers(s): Rodney Ray Hatter
Respondent(s): Brian Henderson, UBS Financial Services Inc.
Respondent Lawyers(s): Bryce Cullinane
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00891 | 08/04/2017 | Claimant(s): Linda Attwood, Scott Attwood, Trustee of the Linda, Scott R. Attwood, Trustee of the Scott
Claimant Lawyers(s): Kevin Edmundson
Respondent(s): UBS Financial Services Inc., Zahir Walji
Respondent Lawyers(s): Coren H. Stern, Lance C. Arney
Arbitrator(s): Leslie Bernard Jallans, Julie Marie Miller, Kimberlee Kovach
Hearing Site: Houston, TX
| | $0 |
| 15-01379 | 08/03/2017 | Claimant(s): Catherine Bruno
Claimant Lawyers(s): Catherine Bruno
Respondent(s): UBS Financial Services Inc., Lawrence Zech
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, Seth Schwartz
Hearing Site: San Diego, CA
| | |
| 16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin
Arbitrator(s): Mark S. Foster
Hearing Site: Wichita, KS
| | |
| 17-00098 | 07/28/2017 | Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 15-02535 | 07/21/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Shawn Hanna
Respondent Lawyers(s): Shawn Hanna
Arbitrator(s): Lucienne Carasso Bulow, Mary P. Bass, Marc Adam Sherman
Hearing Site: New York, NY
| | |
| 16-02077 | 07/19/2017 | Claimant(s): William Leven
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katie M. Kimbrell
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
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