| 19-01213 | 10/18/2019 | Claimant(s): Roberto De Desus Pou
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
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| 19-01681 | 10/18/2019 | Claimant(s): Benjamin Sax
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
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| 16-02357 | 10/17/2019 | Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
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| 19-00710 | 10/17/2019 | Claimant(s): Michael Brooks
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Norfolk, VA
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| 19-00467 | 10/16/2019 | Claimant(s): Jerald Halverson, Michael Winn
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Elyse W. Whitehead
Arbitrator(s): Robert D. Sussin, Christine A. Page, Richard M. Norman
Hearing Site: Los Angeles, CA
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| 19-00479 | 10/16/2019 | Claimant(s): Stephen Sullivan
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 19-00849 | 10/15/2019 | Claimant(s): Casto Colldelrio
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones Rivera
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 18-03660 | 10/11/2019 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
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| 19-01194 | 10/08/2019 | Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 18-01105 | 10/07/2019 | Claimant(s): Elena Horohoe, Rose Aliotta
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Debra Bushman, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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