Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03005 | 10/13/2021 | Claimant(s): Andrew Burish Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 21-02038 | 10/13/2021 | Claimant(s): Michael Chudd Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | ||
| 20-02840 | 10/06/2021 | Claimant(s): John Randolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 21-01993 | 10/06/2021 | Claimant(s): Kathleen Entwistle Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 21-02087 | 10/01/2021 | Claimant(s): Ronald Giancristofaro Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 20-02914 | 10/01/2021 | Claimant(s): Ronald Lane, The Ronald W. Lane Rollover IRA Claimant Lawyers(s): Ronald W. Lane Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |  | Expungement |
| 20-03198 | 09/30/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 17-02850 | 09/27/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): William Paynter Respondent Lawyers(s): Laurence M. Landsman Arbitrator(s): Richard D. Fincher, Floyd Gerry Hoffman, Dean Jackson Call Hearing Site: Phoenix, AZ | ||
| 21-01497 | 09/23/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Patrick J. Bradley Respondent(s): Ricardo Turlan Respondent Lawyers(s): Ricardo Turlan Arbitrator(s): Michael Louis Goldstone Hearing Site: Houston, TX | ||
| 20-01070 | 09/23/2021 | Claimant(s): Jess DiPasquale Claimant Lawyers(s): Alan L. Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Betty Chen, Harrison Johnson, Emily Diamond Hearing Site: New York, NY | | $0 |