| 11-00704 | 10/10/2012 | Claimant(s): The Estate of Barbara Micek
Claimant Lawyers(s): Thomas P. Yardley
Respondent(s): UBS Financial Services Inc., The Estate of James R. Kirchner, Sr.
Respondent Lawyers(s): Stefanie M. Wayco, Tim Rabel
Arbitrator(s): Thomas Sargant, John D. Crawford, Marilee Roberg
Hearing Site: Chicago, IL
|  | $0 |
| 11-01101 | 10/08/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Joseph Huntsman
Respondent Lawyers(s): Joseph A. Walker
Arbitrator(s): Edward J. Costello, Michael J. Fish, David L. Maislen
Hearing Site: Los Angeles, CA
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| 11-01973 | 10/05/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Russell Eaton
Respondent Lawyers(s): Travis Eaton
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
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| 11-01363 | 10/02/2012 | Claimant(s): Malco Real Estate.
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | Expungement |
| 12-00419 | 09/25/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan S. Smith
Respondent(s): George Anastos
Respondent Lawyers(s): George J. Anastos
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
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| 10-02408 | 09/20/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): John Mazza
Respondent Lawyers(s): John Mazza
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
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| 11-03008 | 09/20/2012 | Claimant(s): Karen Winston TTEE Winston Living Trust
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Robert W. Vernon, Louis R. Eglash, CathyLyn Rossi
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02681 | 09/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): William French III
Respondent Lawyers(s): William Henry French III
Arbitrator(s): Alex H. Keller
Hearing Site: Charleston, WV
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| 10-02941 | 09/14/2012 | Claimant(s): Lewis Samuels
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02340 | 09/13/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Michael Rooms
Respondent Lawyers(s): Michael Antoine Rooms
Arbitrator(s): Martin Mandel, Samuel E. Wing
Hearing Site: Denver, CO
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