| 13-03009 | 05/01/2014 | Claimant(s): Lucy Bauman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
|  | $49,999 |
| 13-00049 | 04/09/2014 | Claimant(s): Patrick Cutter
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Friel, Steven Brewer
Respondent Lawyers(s): James B. Koch, Steven John Brewer
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
| | $0 |
| 12-03520 | 04/07/2014 | Claimant(s): Olga Robinson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Linda M. Granata
Hearing Site: Miami, FL
| | Expungement |
| 13-02188 | 04/07/2014 | Claimant(s): Marcy Miller, Michael Biller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Anastasios Belesis, George Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
| | $50,425 |
| 12-02226 | 04/02/2014 | Claimant(s): Keith Lopez
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Hanna, David Unsworth, Jamal Sampson, Legend Merchant Group.
Respondent Lawyers(s): David G. Hanna, Jamal Hiram Sampson, Timothy Feil
Arbitrator(s): John S. Burke, Darlene L. Redmond, Olusola Olayinka Oyeyemi
Hearing Site: Chicago, IL
| | Expungement |
| 12-03153 | 03/21/2014 | Claimant(s): D. Seline
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael Wolf, Kelli J. Jareaux, David Paul Clark
Hearing Site: Washington, DC
| | Expungement |
| 13-02652 | 03/20/2014 | Claimant(s): Coaching for Emotional Intelligence PLLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | $425 |
| 13-00753 | 01/24/2014 | Claimant(s): Frank Cheli
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Bill Swinford
Hearing Site: Indianapolis, IN
| | Expungement |
| 12-03711 | 12/20/2013 | Claimant(s): Barbara Gutman U/A/D 03-09-2000
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy Atkins
Arbitrator(s): Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-02416 | 11/19/2013 | Claimant(s): Betty Gallagher, Patrick Gallagher
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Patricia B. Lehtola, Anita M. Jean, Gerald Ray Waterston
Hearing Site: Dallas, TX
| | Expungement |
