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FINRA Awards for Legend Merchant Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0071507/01/2014Claimant(s): Catherine Kiley
Claimant Lawyers(s): Barbara Q. Smith
Respondent(s): David Unsworth, Legend Merchant Group.
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Emily J. Lewis
Hearing Site: Cincinnati, OH
Checkmark Icon$0
12-0222604/02/2014Claimant(s): Keith Lopez
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Hanna, David Unsworth, Jamal Sampson, Legend Merchant Group.
Respondent Lawyers(s): David G. Hanna, Jamal Hiram Sampson, Timothy Feil
Arbitrator(s): John S. Burke, Darlene L. Redmond, Olusola Olayinka Oyeyemi
Hearing Site: Chicago, IL
Checkmark IconExpungement
08-0004904/13/2010Claimant(s): Marie Atake, Pat Atake
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Legend Merchant Group., Strasbourger Pearson Tulcin Wolff.
Respondent Lawyers(s): Joseph Pastore, Ron Moschetta
Arbitrator(s): Gerald F. Corrigan, Rosa Linda Guadarrama, Stephen Malcolm Squire
Hearing Site: Los Angeles, CA
Checkmark Icon$112,859

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