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FINRA Awards for Barbara Q. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0071507/01/2014Claimant(s): Catherine Kiley
Claimant Lawyers(s): Barbara Q. Smith
Respondent(s): David Unsworth, Legend Merchant Group.
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Emily J. Lewis
Hearing Site: Cincinnati, OH
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