| 20-03986 | 03/23/2021 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Gerald O'Halloran
Respondent Lawyers(s): Gerald James O'Halloran
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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| 20-00988 | 10/30/2020 | Claimant(s): Gregory Smith
Claimant Lawyers(s): Elaine Rice
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Suzanne E. Reynolds-Brady, Maurice M. Feller, Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 20-02017 | 09/22/2020 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Jack Griffith
Respondent Lawyers(s): Jack W. Griffith
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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| 20-00390 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 20-00645 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 20-00348 | 06/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Frank Mebane
Respondent Lawyers(s): Frank Noel Mebane
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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| 20-00090 | 06/08/2020 | Claimant(s): Christopher Mise
Claimant Lawyers(s): Brian Luther
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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| 19-00132 | 03/19/2020 | Claimant(s): Christine Abbate, Salvatore Abbate, Christine Lynn Abbate IRA, Salvatore Charles Abbate IRA
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Joel F. Martineau, Maurice M. Feller, Douglas Alan Wallace
Hearing Site: Tampa, FL
|  | $0 |
| 18-03846 | 03/05/2020 | Claimant(s): James Bradford
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Anthony Mediate, NewBridge Securities Corp.
Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart
Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206/12504 |
| 19-02436 | 01/30/2020 | Claimant(s): Christopher Roman
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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