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FINRA Awards for Christopher Mise

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0009006/08/2020Claimant(s): Christopher Mise
Claimant Lawyers(s): Brian Luther
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC

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