| 12-01090 | 10/24/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Michael Johnson
Respondent Lawyers(s): Michael Joseph Johnson
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 10-05634 | 05/07/2012 | Claimant(s): Robert Barry, Robert E. Barry IRA
Claimant Lawyers(s): Robert E. Barry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mark L. Kowalsky, Patrick R. Sughroue, William P. Thorpe
Hearing Site: Detroit, MI
|  | $0 |
| 11-01679 | 01/18/2012 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Jon M. Bylsma
Respondent(s): Securities America.
Respondent Lawyers(s): Dennis J. Levasseur
Arbitrator(s): Patrick R. Sughroue, Leonard R. Present, Conrad W. Koski
Hearing Site: Detroit, MI
| | |
| 10-00278 | 09/14/2011 | Claimant(s): Mary Wynns, Richard Wynns
Claimant Lawyers(s): Philip Matthews
Respondent(s): Citigroup Global Markets., John Gellasch, Morgan Stanley
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): Patrick R. Sughroue, Bruce F. Coleman, Terrance J. Dorcy
Hearing Site: Detroit, MI
| | $172,445 |
| 09-01728 | 03/16/2011 | Claimant(s): Thomas Redmond, Thomas A. Redmond Rev Liv Trust et al
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Oppenheimer & Co.., Joseph Eckrich
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, Mark Scarr, Mark A. Cleland
Hearing Site: Detroit, MI
| | $221,120 |
| 09-02619 | 07/22/2010 | Claimant(s): Matthew Weisberg
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): John R. Main, Harvey Frank, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 07-03136 | 03/25/2010 | Claimant(s): Kerry Budry
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Julie H. Firestone, William J. Schifino
Arbitrator(s): Patrick R. Sughroue, John G. Martin, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $399,139 |
| 08-04604 | 11/06/2009 | Claimant(s): Charlotte Lucas, Charlotte Lucas Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Mary Mada, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): Mary Philomena Mada, Stuart G. Burchard
Arbitrator(s): William C. Kubicz, Patrick R. Sughroue, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $427,042 |
| 07-00712 | 05/15/2009 | Claimant(s): C.A.S.E. Credit Union
Claimant Lawyers(s): Samuel Benton Edwards
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Jeffry M. Bauer, William C. Kubicz, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $1,028,440 |
| 07-01469 | 02/24/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Christopher Theut
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards
Hearing Site: Detroit, MI
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