| 17-02331 | 03/29/2018 | Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
| | |
| 17-01307 | 12/22/2017 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon Kaplon
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 17-00736 | 11/16/2017 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 16-02827 | 10/27/2017 | Claimant(s): Paul Gabriel
Claimant Lawyers(s): Paul Thomas Gabriel
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
|  | $0 |
| 16-03214 | 05/17/2017 | Claimant(s): Daryl Debol
Claimant Lawyers(s): David R. Hudson
Respondent(s): George Case, Sharon Case
Respondent Lawyers(s): George Case, Sharon Case
Arbitrator(s): Jeffry M. Bauer, Patrick R. Sughroue, Ann Wilhelmina Kuppe
Hearing Site: Detroit, MI
| | Expungement |
| 15-00058 | 04/19/2017 | Claimant(s): Bethany Pagnani, Michael Rollins
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): James Furlong, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, Roger Trapp
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Timothy J. Currier, Patrick R. Sughroue, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | |
| 16-01307 | 12/05/2016 | Claimant(s): Louis Schillinger
Claimant Lawyers(s): John A Hubbard
Respondent(s): Steven Meyer, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber, Steven John Meyer
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $52,480 |
| 16-00768 | 11/11/2016 | Claimant(s): Sandra Black
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Ameriprise Financial Services., Leon Carter
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
| 15-01086 | 08/23/2016 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Eric Martin
Respondent(s): J-Thaddeus McGaffey
Respondent Lawyers(s): J-Thaddeus Peter McGaffey
Arbitrator(s): Jack J. Mazzara, Patrick R. Sughroue, Charlene Johnson
Hearing Site: Detroit, MI
| | |
| 14-02604 | 01/22/2016 | Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $241,940 |
