18-02929 | 03/11/2020 | Claimant(s): Brady Beelman Claimant Lawyers(s): Brady Ross Beelman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Michael J. Ahlstrom, Henry W. Grady, Samuel Appel Hearing Site: Atlanta, GA
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17-01439 | 08/27/2019 | Claimant(s): Robert Ryder Claimant Lawyers(s): Craig R. Weis Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY
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19-00618 | 07/05/2019 | Claimant(s): Citizens Securities. Claimant Lawyers(s): Stuart D. Roberts Respondent(s): Nelson Amparo Respondent Lawyers(s): Nelson Alejandro Amparo Arbitrator(s): Gregory Hunter Mathews Hearing Site: Providence, RI
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16-02742 | 05/09/2019 | Claimant(s): Corey Daniels Claimant Lawyers(s): Corey Darnell Daniels Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner Hearing Site: Boca Raton, FL
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17-02567 | 01/14/2019 | Claimant(s): Michael Clancy Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Daniel M. Yamshon Hearing Site: Portland, OR
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18-01025 | 08/13/2018 | Claimant(s): Terrance Joseph Claimant Lawyers(s): Terrance Joseph Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA
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17-02488 | 05/21/2018 | Claimant(s): Mark Seto Claimant Lawyers(s): Trent M. Latta Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts, Thomas F. Kopshever Arbitrator(s): Joseph C. Roberts, Michael J. Busch, David William Hickman Hearing Site: Seattle, WA
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17-02157 | 04/09/2018 | Claimant(s): Matthew Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
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17-01823 | 04/06/2018 | Claimant(s): Michael Clancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
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16-02765 | 05/16/2017 | Claimant(s): Sally Amer Claimant Lawyers(s): Aaron Romney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
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