| 09-02125 | 03/04/2010 | Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
|  | $36,500 |
| 09-00652 | 03/03/2010 | Claimant(s): Angelain Loggins, Dwayne Loggins
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Buschmohle
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Anthony J. Bove, Jacqueline R. Fox, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $61,891 |
| 07-02750 | 02/18/2010 | Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich
Hearing Site: Detroit, MI
| | $170,000 |
| 09-04688 | 02/11/2010 | Claimant(s): Dolores Locher
Claimant Lawyers(s): John A Locher
Respondent(s): Gary King, Ameriprise Financial Services.
Respondent Lawyers(s): Howard William Klausmeier, Howard Klausmeier
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
| | $10,425 |
| 07-03122 | 02/05/2010 | Claimant(s): Alan Stroup
Claimant Lawyers(s): Anthony v. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Robert L. Nichols
Hearing Site: Detroit, MI
| | $240,872 |
| 09-04432 | 02/04/2010 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Jeffrey Winter
Respondent Lawyers(s): Jeffrey Martin Winter
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 09-03712 | 01/25/2010 | Claimant(s): Phyllis M. Osler IRA Account, Genevieve Davidson Living Trust, John S. Osler Living Trust, Phyllis M. Osler Living Trust
Claimant Lawyers(s): John Osler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 09-04323 | 01/06/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wesley Fracker
Respondent Lawyers(s): Wesley A. Fracker
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
| | |
| 09-02807 | 12/31/2009 | Claimant(s): James Crowley, Nancy Crowley
Claimant Lawyers(s): Nancy Corinne Crowley, Patrick Crowley
Respondent(s): Chase Investment Services Corp., Jamie Hills
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
| | $21,990 |
| 08-00844 | 12/11/2009 | Claimant(s): David Aquilina
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood
Hearing Site: Detroit, MI
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