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FINRA Awards for Detroit, MI

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Displaying 21-30 out of 550 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0189401/16/2024Claimant(s): Western International Securities.
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Amar Toma
Respondent Lawyers(s): Amar Toma
Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel
Hearing Site: Detroit, MI
Checkmark Icon$353,717
22-0226310/25/2023Claimant(s): Loretta Bynum
Claimant Lawyers(s): Courtney Werning
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Robert J. Scafuri, Barry Goldman, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark Icon$125,000
22-0013309/27/2023Claimant(s): Aaron Siegel, Aaron Siegel Rev. Trust DTD 02/19/2004
Claimant Lawyers(s): Aaron Siegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Robert J. Scafuri, Mark Leslie Small, Matt Bosco
Hearing Site: Detroit, MI
Checkmark IconDismissed by Rule 12212©
22-0240608/29/2023Claimant(s): Michael Madison
Claimant Lawyers(s): Michael Rashad Madison
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Patrick R. Sughroue, Michael J. Meeusen, Timothy Guerriero
Hearing Site: Detroit, MI
Checkmark IconDismissed by Rule 12504
18-0417108/09/2023Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Michael Gloster
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Felicia Gail Harris, Gail K. Barski-McCracken, William Napoleone
Hearing Site: Detroit, MI
21-0176407/27/2023Claimant(s): Michael Ohlemacher
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company
Respondent Lawyers(s): Matthew C. Blickensderfer
Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray
Hearing Site: Detroit, MI
22-0049206/26/2023Claimant(s): Annmarie Ryan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
Expungement
22-0152006/16/2023Claimant(s): Richard Barnett
Claimant Lawyers(s): Samantha Pastor
Respondent(s): CFD Investments.
Respondent Lawyers(s): Brent Owens
Arbitrator(s): Suzanne L. Ulicny
Hearing Site: Detroit, MI
21-0261005/30/2023Claimant(s): Luigj Perkaj
Claimant Lawyers(s): Tom De Bow
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Martin Brosnan, Richard Edward Rassel, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconDismissed with Rule 12206
22-0174204/03/2023Claimant(s): David Wilson
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Robert W. Baird & Co. Incorporated, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Todd A. Holleman
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI

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