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FINRA Awards for Detroit, MI

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Displaying 171-180 out of 546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0367503/29/2018Claimant(s): Stephen Nichols
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Michael Pastore
Arbitrator(s): John F. Burns, Mark A. Cleland, Lee Hornberger
Hearing Site: Detroit, MI
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
16-0370203/28/2018Claimant(s): Christine Paul
Claimant Lawyers(s): Daniel W Rucker
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Gregory M. Gendron, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
17-0154803/15/2018Claimant(s): Paisu Kang
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
16-0312903/08/2018Claimant(s): Christine Porter, Kenneth Porter Irrev Marital Trust fbo
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Zhang Financial LLC
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0266202/05/2018Claimant(s): Michael T. Fant
Claimant Lawyers(s): Devin Bone
Respondent(s): Trade-PMR Inc.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Tracy L. Allen, Ralph C. Smith, Dale Frederick Feigley
Hearing Site: Detroit, MI
17-0227101/23/2018Claimant(s): David Milan
Claimant Lawyers(s): David M. Milan
Respondent(s): Stifel, Nicolaus & Co.., Martin Stevens
Respondent Lawyers(s): Emily Garnett
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$13,500
17-0130712/22/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon Kaplon
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
16-0361712/19/2017Claimant(s): John Hollenbeck, Lucille Hollenbeck
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): RBC Capital Markets LLC, Martin Olson
Respondent Lawyers(s): Eric D. Brandonbrener
Arbitrator(s): Stephen D Kursman, Jonathan Edward Maire, Arthur James Rubiner
Hearing Site: Detroit, MI
Checkmark Icon$250,000
17-0096112/11/2017Claimant(s): Jennifer Bielfield, Jennifer A Beilfied Trust u/a/d 06/18/04
Claimant Lawyers(s): Jay Bielfield
Respondent(s): Andrey Ilyasov
Respondent Lawyers(s): Krista L. Elasser
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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