11-01173 | 08/15/2013 | Claimant(s): Ramon Puig Rodriguez and Evelyn Carrion Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Charles Hoffman Hearing Site: San Juan, PR
| | Expungement |
11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow Claimant Lawyers(s): Scott L. Silver Respondent(s): Investacorp. Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio Hearing Site: Boca Raton, FL
| | Expungement |
11-03950 | 03/26/2013 | Claimant(s): Richard Lindstrom, Robert Kwass, James and Ruth DeMartini, Norwood and Patricia Hoecker Claimant Lawyers(s): Scott L. Silver Respondent(s): Workman Securities Corporation Respondent Lawyers(s): Dana Vietor Arbitrator(s): Marc Scott Shapiro, Richard J. Kaplan, Jack G. Armstrong Hearing Site: Boca Raton, FL
| | $350,300 |
12-00704 | 02/25/2013 | Claimant(s): Kenneth and Lorraine DeBritto Claimant Lawyers(s): Scott L. Silver Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter B. King Arbitrator(s): Lewis J. Levey Hearing Site: Ft. Lauderdale, FL
| | Dismissed by Rule 12206 |
10-05365 | 01/28/2013 | Claimant(s): Lueny Bobadilla, Waldemar Ramirez Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc., Santander Securities Respondent Lawyers(s): Richard L. Martens, Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Charles Hoffman Hearing Site: San Juan, PR
| | Expungement |
11-01335 | 01/07/2013 | Claimant(s): Catherine Cox, William Cox, William E. Cox Irrevocable Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mauricio Arcadier, Robert J. Buchner, Scott Louis Fishman Hearing Site: Boca Raton, FL
| | Expungement |
11-03504 | 12/21/2012 | Claimant(s): Awilda Vilches Reyes Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Fred Abramoff Hearing Site: San Juan, PR
| | Expungement |
11-00793 | 04/05/2012 | Claimant(s): Elizabeth Dawson Claimant Lawyers(s): Scott L. Silver Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kenneth J. Haim Arbitrator(s): Jeffrey R. Roth Hearing Site: Ft. Lauderdale, FL
| | Expungement |
10-05324 | 02/03/2012 | Claimant(s): Ana Rosa Garcia, Luis Rosario Serrano Claimant Lawyers(s): Scott L. Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Maritere Colon-Dominguez Arbitrator(s): Mark C. Perry, Elena G. Rodriguez, Daniel P. Lund Hearing Site: San Juan, PR
| | Expungement |
09-06962 | 01/13/2012 | Claimant(s): Bruce Norman, David Robertson, Donald Reutlinger, Glenn Spaur, Hardy Hodges, Henry Burns, James DeMartini, Janell Reutlinger, Jarod Kuntz, John Beaupre, Kenneth Hofmeister, Kimber Heineman, Lawrence Berg, Leslie Schifferns, Lou Burns, Mary Hofmeister, Merle Allen, Pamela Kuntz, Richard Faulkner, Ruth DeMartini, et al Claimant Lawyers(s): Scott L. Silver Respondent(s): Capwest Securities. Respondent Lawyers(s): Tom Fehn Arbitrator(s): Thaddeus J. Tecza, Martin M. Berliner, John Fleming Kelly Hearing Site: Denver, CO
| | $9,120,500 |