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FINRA Awards for Goldman

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Displaying 21-30 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0265912/05/2014Claimant(s): Christopher Barra, Luis Sampedro
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Sandra L. Malek, James Stephan Mulholland, John B. La Rue
Hearing Site: Los Angeles, CA
13-0127705/07/2014Claimant(s): Timothy Weber
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Goldman, Sachs and Company, The Goldman Sachs Group.
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Thomas M. Campbell, Lawrence R. Maxwell, Jay M. Vogelson
Hearing Site: Dallas, TX
11-0156204/21/2014Claimant(s): Barbara Lebovitz
Claimant Lawyers(s): Scott J. Link
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Randy R. Freedman, William W. Bride, Gerald M. Siegel
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0103503/17/2014Claimant(s): Deeb Salem
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Andrew J. Frackman
Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal
Hearing Site: New York, NY
12-0016703/04/2014Claimant(s): Sehat Sutardja, Weili Dai, Sutardja Family Partners
Claimant Lawyers(s): David Elsberg, John Quinn
Respondent(s): Bradley Defoor, Goldman, Sachs and Company, Graham Brandt
Respondent Lawyers(s): David L. Zifkin, David R. Boyd, Jonathan D. Schiller
Arbitrator(s): Thomas J. LoSavio, Jonathan Holman Hathaway, Jeffrey M. Allen
Hearing Site: San Francisco, CA
Checkmark Icon$0
11-0204305/09/2013Claimant(s): Tracy Landow
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Goldman, Sachs and Company, John Blondel
Respondent Lawyers(s): Mark Cohen
Arbitrator(s): Fern Sue Reidman, April D. Bowie, Susan Manca
Hearing Site: New York, NY
Checkmark Icon$1,647,910
09-0477103/13/2013Claimant(s): Athena Venture Partners, L.P.
Claimant Lawyers(s): David R. Moffitt
Respondent(s): Goldman, Sachs and Company, Eric Gettleman, Scott Sheffer
Respondent Lawyers(s): Edward M. Posner
Arbitrator(s): Edward T. Borer, Kathleen K. Murphy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0702405/30/2012Claimant(s): Eric Snyder, Barbara G. Snyder and Eric P. Snyder
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Michael J. Ahlstrom, Clare R. Goldfarb, Jeannie B. Wright
Hearing Site: Atlanta, GA
Checkmark IconExpungement
10-0205604/12/2012Claimant(s): Cygnex
Claimant Lawyers(s): Neal Brickman
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Muriel Desloovere, Mary T. Hettig, Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconExpungement
10-0206003/21/2012Claimant(s): David Nassar, Tracy Nassar, CLD
Claimant Lawyers(s): Robert W. Hutchinson
Respondent(s): Goldman, Sachs and Company, Drew Corradini
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Susan M. Thevenet, Charles A. Newton, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
Checkmark IconExpungement

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