| 17-00359 | 05/10/2022 | Claimant(s): Steven Wyatt
Claimant Lawyers(s): Louis H. Watson
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Langfred W. White, Ian S. Greig, Robert E. Graves
Hearing Site: Jackson, MS
| | |
| 21-02519 | 03/24/2022 | Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
| | |
| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
| 21-01103 | 02/07/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Henry Moore
Respondent Lawyers(s): Henry Keith Moore
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | |
| 20-00928 | 11/24/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Julian Pace
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr
Hearing Site: Jacksonville, FL
| | |
| 14-01134 | 10/28/2021 | Claimant(s): Juan Trinidad-Garcia, Juan Felix Trinidad-Rodriguez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Langfred W. White, Gloria O. North, Jane A. Smith
Hearing Site: San Juan, PR
|  | $6,876,100 |
| 20-03222 | 07/27/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
| 19-03552 | 07/21/2021 | Claimant(s): Angela Evans
Claimant Lawyers(s): Angela P. Evans
Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Henry Martin Klausman
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
| | Expungement |
| 20-01813 | 02/26/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
| 19-02913 | 12/16/2020 | Claimant(s): Maria Redwine
Claimant Lawyers(s): William B. Fleming
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Langfred W. White, Karl A. Vogeler, John Winslow Griesser
Hearing Site: Columbia, SC
| | $167,294 |
