| 12-03552 | 02/11/2014 | Claimant(s): Laura Lambert, Scott Lambert
Claimant Lawyers(s): Joseph Wood
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): John P. Wilson, John J. Fitzpatrick, Walter F. Dillaway
Hearing Site: San Francisco, CA
|  | $0 |
| 13-02471 | 02/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Cynthia Parker
Respondent Lawyers(s): Cynthia Lynne Parker
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Philadelphia, PA
| | $0 |
| 13-00828 | 01/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Patrick McFadden
Respondent Lawyers(s): Patrick McFadden
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
| 12-02504 | 01/29/2014 | Claimant(s): Ernest Coneen, The Coneen Family Trust DTD 06-16-82
Claimant Lawyers(s): Michael J. Aguirre
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Philip Bresnick, Morgan Stanley Commercial Financial Svcs
Respondent Lawyers(s): Jason Lindsey, Paul Schumacher, Scott E. Rahn
Arbitrator(s): Vytas Tarulis, Gino Dante Serpe, Michael D. Briggs
Hearing Site: San Diego, CA
| | $0 |
| 12-01627 | 01/23/2014 | Claimant(s): Jeffrey Sowles, Estate of Aune Sowles, Carleen Dunkle
Claimant Lawyers(s): Mark Cuker
Respondent(s): Henry Graham, Morgan Stanley, Lloyd Graham, The Graham Group
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jacob Scherer, Bryan David Glass, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-00929 | 01/17/2014 | Claimant(s): John Frei, John P. Frei Revocable Trust Dated 1/25/
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Gregory Levine, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Joseph John Mantione
Hearing Site: Orlando, FL
| | $0 |
| 12-02068 | 01/08/2014 | Claimant(s): Glenda Ferrris, Marshall Ferris, Glenda Ferris IRA, Marshall Ferris IRA
Claimant Lawyers(s): Richard J. Edson, Ronald E. Miller
Respondent(s): Morgan Stanley, Thomas Howes
Respondent Lawyers(s): Joseph L. Calabrese, Thomas W. Howes
Arbitrator(s): Sabrina Raquel Scott, James C. Hoover, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | $0 |
| 12-03324 | 01/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01338 | 01/06/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Scott Trueman
Respondent Lawyers(s): Scott Anthony Trueman
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00951 | 01/06/2014 | Claimant(s): Deborah Shishko, Robert Shishko, John Shishko Revocable Trust, Robert Shishko Trust
Claimant Lawyers(s): J. Christopher Wehrle, Marc L. Godino
Respondent(s): Elliott Moskowitz, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Robert J. Ruben, Blaine Smith, David L. Maislen
Hearing Site: Los Angeles, CA
| | $0 |
