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FINRA Awards for Morgan Stanley

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Displaying 791-800 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0101003/19/2015Claimant(s): Estate of Gerard Gannon
Claimant Lawyers(s): Jack Cawley
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0327903/18/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
14-0094003/11/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Barber
Respondent Lawyers(s): Christopher R. Barber
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
14-0046803/09/2015Claimant(s): Alek Jakich, Eva Leinweber
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
Checkmark Icon$0
13-0004303/03/2015Claimant(s): Arnold Levins
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman
Hearing Site: San Francisco, CA
Checkmark Icon$0
12-0280403/02/2015Claimant(s): Morgan Stanley, MSSB FA Notes Holding
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley
Hearing Site: Boca Raton, FL
14-0069403/02/2015Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Francisco Savigne
Respondent Lawyers(s): Jackie Savigne
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
13-0340802/26/2015Claimant(s): Lawrence Hake
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Charles G. Michaels, Suanne M. Parro, Margaret Ann Barrington
Hearing Site: Denver, CO
Checkmark Icon$0
14-0298702/18/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Gary Schwarcz
Respondent Lawyers(s): Gary Alan Schwarcz
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY
14-0039402/13/2015Claimant(s): Jonathan Plavnick
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Janet Stern Solomon
Hearing Site: Baltimore, MD
Checkmark IconExpungement

1,352 Results

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