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FINRA Awards for MSSB FA Notes Holding

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0280403/02/2015Claimant(s): Morgan Stanley, MSSB FA Notes Holding
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley
Hearing Site: Boca Raton, FL

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